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HRF/130/05 |
18 November 2005 | |
Democracy and statistics: A False CorrelationThe Asia Democracy Index 2005 fails to capture qualitative factorsJapan
is No.1 for human rights and democracy in Asia and Myanmar the worst,
according to the Asia Democracy Index 2005 (ADI). ADI
has attempted to “more accurately” survey and evaluate the scope of
political freedoms in Asia by using statistical analysis of civil and
political rights in 16 Asian Countries. The result is a league table,
some might say ‘rogues’ gallery’, of democracy, justice and good
governance in Asia. ADI
based their findings around six categories of democratic structure:
civil rights, elections and political processes, governance and
corruption, media, rule of law, and participation and representation. An
individual or civil society organisation in each of the countries was
chosen to survey “politically aware” people from each country’s
civil society. The purpose being to “provide a snapshot of which
governments are making progress as far as democracy is concerned”. But
what do such surveys and rankings actually tell us? Are they reliable,
or do they just give the semblance of scientific accuracy? As Benjamin
Disraeli famously said: “There are three kinds of lies: lies, damn
lies, and statistics.” As
criticism of such methodologies has noted, such indices are based on the
‘perceptions’ of those surveyed thus introducing subjectivity. ADI
concedes that its survey samples are not entirely representational. The
recommendations section on Japan reads, “if this survey were taken by
non-Japanese residents, it is beyond doubt that those respondents would
mark that there [sic] rights are limited and they suffer from a variety
of discriminatory practices and behaviour.” Moreover, the results of
the ADI survey do not make clear exactly who they polled and why they
were chosen. Comparative
rankings according to survey results should be treated with caution. The
perception of civil society is an important aspect of gauging a national
situation. But on its own it cannot be an accurate means of comparing
countries with one another, as different populations have differing
expectations, national narratives and beliefs about their own
governments, which will reflect the picture given of each country. Moreover,
simply asking whether an individual believes their judicial system to be
good or bad does not tell one anything without knowing the exact
criteria by which this opinion has been formed. Is there data to back up
the opinion and was it measured against internationally recognised
criteria? The benefit of specific and objective data, as underpins such
surveys as the UNDP’s Human Development Index, is wholly absent from
the ADI index. The
practice of ranking countries also opens itself to charges of bias. A
certain number of indicators are chosen and then weighted by the index
compilers. This often reflects the interests and concerns of the
compilers. The oft-cited Freedom House Democracy Index is a good
example. Similarly, small changes to the system of calculation can
produce large differences in the results, leaving numerical data
vulnerable to either manipulation or significant, if inadvertent,
inaccuracies. ADI
does not explain how or why its chose its indicators. From a human
rights perspective, ADI at minimum has failed to capture key qualitative
factors such as whether or not a country is a signatory to major
international human rights treaties, whether the provisions of such
treaties have been implemented at the national level, and whether such
provisions are being applied justly in practice. By
merely gathering civil society perceptions of practices and institutions
ADI creates the perception of accuracy, when in fact the numbers are not
supported by any underlying research data or analysis.
To be of any use at all, such surveys must be based on
transparent, specific and objective data, systematically collected, and
subject to careful and detailed analysis against broad and sophisticated
indicators and benchmarks derived from internationally recognised
standards or norms. Without such safeguards, the accuracy of such
surveys is more illusory than real. Numerical
rankings in the context of human rights also stand accused of dubious
relevance and false precision. As Robert Justin Goldstein has put it,
“I doubt that it would be worth the cost to know, with a kind of false
precision, that, for example, Chile has a ‘human rights score’ of
144 and East Germany has one of 150 when it is much easier and just as
useful to know (through a variety of qualitative and quantitative
indicators, including journalistic evidence) that they both are highly
repressive regimes.” The
danger is that rather than fully and accurately reporting on unique
situations, numerical scores and rankings reduce the reality of complex
situations into a series of categorised numbers. Numbers that are good
only in comparison to worse numbers may easily be taken for tacit
approval of certain governments, when in reality there may be
significant problems hiding under the surface. The picture is distorted,
with those at the bottom of the table being given disproportionate
attention to those at the top. In
the context of the rule of law in Japan, ADI asked the participants
whether they agreed with the statement, “[t]he judicial system
effectively protects human rights and democratic principles”: 68.85%
agreed. But what help does such a bold statement really give us?
Impliedly over 30% of participants did not feel that the judicial system
effectively protects human rights or democratic principles, but ADI do
not say what those participants thought or why they held those views. A
statement which on the face of it compliments the Japanese judiciary
does not in fact begin to reflect the complexities and nuances of the
Japanese judicial system. Rankings
also cannot adequately explain changing situations. Human rights
conditions are constantly in flux. Legislation that fundamentally
undermines human rights may be introduced or repealed in a matter of
days or weeks. How is this to be reflected in a statistical analysis? Is
the repeal of a flawed piece of counter-terrorism legislation worth an
additional 10, 20, 30 points in the index? What
is important is the precise nature of change, which is not illustrated
within an index compiled as an average of several disparate indicators.
What is more useful in practice is the presentation of complete
information about situations as they happen analysed against
international criteria, rather than seeking to reduce the adoption or
appeal of a piece of legislation to an averaged points shift in an
index. Some
of the written analyses that follow ADI’s statistical results are
insightful, but more often they highlight the flaws of the index
approach. ADI’s
written material on Japan briefly highlights the multiple and serious
flaws of the Japanese system. The report acknowledges that the election
system is top-down, that single-party domination is entrenched and
government lacks transparency, that media access to information is
limited, that the justice system is draconian and dissent may be easily
stifled, that minorities go unrepresented, and that political processes
and civil institutions are distinctly non-participatory. Each of these
is a serious deficit in democratic governance. However, the statistical
model used gives Japan first place. By
contrast, the US Department of State Human Rights Report on Japan (2004)
details the efficacy of constitutional and legislative provisions, how
government agents fare in putting those provisions into practice, and
all specific matters of concern such as allegations of criminal beating,
sex trafficking and social discriminations within the country. This
information is of far more use to governments and human rights actors
than to know that Japan has an overall average ADI score of
62.41. Another
example is South Korea, which is ranked tenth. The report notes
that there are problems with the country’s National Security Law, weak
political parties, restrictions on media, and migrant workers’ rights.
However, the report does not capture the complex shifts and
liberalisations that South Korea has gone through in recent years and in
recent months. The
US State Department Report on South Korea (2004), on the other hand,
details the areas in which the system continues to fall short of fully
functioning democratic institutions. It notes where circumstances have
changed, for the better or for the worse, from past practices, and at
the same time gives an exhaustive accounting of all issues and
illustrative cases available. In contrast, the ADI does not adequately
examine the protections afforded citizens in the constitution, or laws
more recently passed that have greatly democratised the state. It does
not detail the strengthening civilian control over police and military,
the increase in women’s legal and social rights, or the government’s
steps toward ending corruption. The indicators used give no account to
these factors. Perhaps the individual participants in the survey did,
but we simply do not know. Even
if indices, like ADI, are conducted in accordance with best practice,
they are inherently open to charges of inefficacy and irrelevance. At
best they may be used to ‘name and shame’ those States with the
worst records, or as an advocacy tool in some form of international
‘keeping up with the Jones’. But at worst they present an overly
simplistic and incomplete picture, open to distortion for political
ends. Human
rights and democracy should not be treated as a political football
league. There are better and more meaningful ways to scrutinise the
performance of States, such as reports like those of the US State
Department. Such approaches have substance and analysis, are based on
objective criteria, and are ultimately more likely to reflect an
accurate picture of human rights and political freedoms in individual
States. Human Rights Features | ||
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