|
|
| Volume 6, Issue
5 |
14-20 April 2003 |
IMPUNITY
Truth
Commissions: Peddling impunity?
RICHARD MOSIER
ON
7 April 2003, participants at a workshop on universal
jurisdiction at the CHR asserted that universal
jurisdiction should apply-and prosecutions commence-in
all instances of torture and gross violations of human
rights. A few participants, however, added the proviso
echoed in the past by many in the human rights field:
"prosecutions should commence unless the individual
has been provided amnesty by a truth commission."
Basing
universal jurisdiction and prosecution on whether an
individual has been granted amnesty via transitional
government or truth commission (an official body set up
to investigate past human rights abuses) is a
proposition that must be seriously questioned. Grants of
amnesty and concomitant impunity (exemption or
protection from penalty or punishment) will generally
result in the violation of the victims' rights and may
well be in violation of international law.
While
the issue of truth commissions and particularised grants
of amnesty is complex and properly reviewed only in a
given context, it bears re-emphasizing what many in the
human rights field have recently come to emphasize:
amnesty for those who commit gross violations of human
rights should rarely, if ever, be granted.
The
reasons for questioning amnesty grants, whether issued
by a truth commission or by the fiat of a ruling regime,
are manifold. First, granting amnesty (read
"impunity") to a human rights perpetrator is
the victim's ultimate injury. As Dr. Jens Modvig pointed
out at the CHR workshop, prosecution of those
responsible for a victim's suffering is, for many
victims, of central importance, and thus dispensing with
prosecution is an irreparable injury.
Second,
a grant of amnesty is likely to reinforce a culture of
impunity because those with power realize that they need
not incur punishment for the crimes they commit.
Third,
granting amnesty via truth commission has led to a trend
of sham "truth" commissions springing up
wherever the powerful fear that the truth may lead to
their reconciliation with a prison cell.
Fourth,
even where truth commissions have been undertaken in
earnest and have promised amnesty in only narrow
circumstances, as in the case of South Africa, many
perpetrators were never brought to justice and of those
that were, some are now being granted amnesty, along
with others who never deigned to testify.
This
is not to say that all truth commissions are without
benefit; some may be useful tools for salving national
wounds and compiling evidence for future prosecutions.
It is the trend that a truth commission will
result in a grant of amnesty and impunity which is
objectionable, as well as the myopic view of truth
commissions that focus on past abuses while ignoring
on-going crimes. Finally, the granting of amnesty to a
perpetrator of human rights violations may well be a
violation of international law.
Amnesty
as Assault on Victims' Rights
While
not necessarily taking away the preferred form of
reparation (though often prosecution is the preferred
reparation), the inability to criminally prosecute a
perpetrator may result in the ultimate injury to the
victim.
As
Dr. Modvig of the International Rehabilitation Centre
for Torture Victims explained, a "truism that is
often forgotten, not only by governments, but also
sometimes by human rights workers, is that all victims
are individuals."
Theo
van Boven, UN Special Rapporteur against Torture,
advocates that reparation should respond to the needs
and wishes of the victims. The UN Human Rights
Committee, the authoritative interpreter of the
International Covenant on Civil and Political Rights (ICCPR),
stated that blanket amnesty laws and pardons are
inconsistent with the ICCPR because they create a
climate of impunity and deny the victims their right to
a remedy. In addition, impunity that is granted by or
extends into a period of transitional democracy may be
perceived as a profound blow by the victims because the
decision to grant it is no longer in the hands of a
dictatorial regime but is taken by a democratic
government.
Amnesty Fosters a Culture of Impunity...
The
granting of amnesty via truth commission or transitional
government risks sending the wrong message: for those
who are dangerous and powerful enough, impunity awaits.
When the powerful see that impunity may be
acquired via state amnesty particularly a kind of
impunity that has the semblance of legitimacy via truth
commission they may be more likely to insist on such
arrangements before ceding power.
… Which Fosters Sham Truth Commissions
To
illustrate the above point in light of the much-touted
success of the truth commission in South Africa, a
commission that merits respect as the most earnestly
designed arrangement short of justice spelled out as
prosecution a spate of amnesty-for-truth commissions has
sprung up to grant a good deal of amnesty while finding
relatively little truth.
Some
argue that where a fledgling democracy is shaky and
prosecution threatens to provoke additional conflict,
the best that can be done is to gather up the truth and
release the perpetrators.
But where the perpetrators are powerful enough to
evade justice, can it seriously be considered that the
truth, the whole truth, and nothing but the truth will
emerge? In
such cases, the official report of a truth commission
may merely be 'truth omission'. The result is a history
of partial truths, half-lies, and wholesale revisionism.
Furthermore,
with the advent of the International Criminal Court (ICC),
prosecutions are more likely than ever before. ICTY
history serves as an indication of the future. Thus
there were some who wanted to offer Mr. Milosevic a
grant of amnesty in exchange for his resignation and
peaceful departure into the night. Yet the hand-out of
impunity was resisted, and Mr. Milosevic is now behind
bars.
Where
an amnesty grant may be a substitute to justice rather
than a constitutive part of it, justice may well be
better served by foregoing the "amnesty-for"
clause of the "amnesty-for-truth" or
"amnesty-for-departure" process and simply
demand the truth and/or departure.
Of
course, given that prosecutions are now a likelier
option than ever, some argue that a country should feel
freer to grant amnesty since prosecution will take place
(sooner or later) regardless of an amnesty grant.
Not
only is this a disingenuous position that is morally
adrift - though perhaps anchored to realpolitik. It is
also not yet clear how the International Criminal Court
or other courts will weigh a grant of
immunity-determinately, persuasively, or not at all.
South
Africa Doesn't Look So Good in the Morning
As
Amnesty International has recently illustrated, there
have been several problems with the South African
experience, such as the delay in publishing the truth
commission's report and political grants of amnesty.
While the commission achieved some success in the form
of investigation and revelation, early decisions to look
the other way on abuses committed by those in power (in
both the ANC and National Party) and by those who
maintained their code of silence (the army, in contrast
to the security forces) have led to impunity for many
and injustice for the victims. And, of course, questions
remain with regard to truth-and-amnesty commissions that
do not leave the choice of prosecuting or forgiving to
the victim.
Grants
of Amnesty Are Violations of International law
Grants
of amnesty, except perhaps in the most narrow
circumstances and with the victim's consent, are
violations of the spirit, if not the letter, of
international law.
As Jose Zalaquett cogently argued, the state's
"obligation to hold the perpetrators of gross
abuses accountable for their deeds cannot be ignored
even if the majority wishes to do so.... It is not the
prerogative of the many to forgive the commission of
crimes against the few."
Customary law and international covenants direct
that crimes must be punished.
Customary
Law
The
Restatement of the Foreign Relations Law of the United
States suggests that a state is obligated to respect the
human rights it has accepted under treaty or "that
states generally are bound to respect as a matter of
customary international law." As many jurists and
scholars have argued, certain actions such as torture
and gross violations of human rights are punishable
regardless of state consent.
International
Law and Principles
According
to the Nuremberg Tribunal, crimes against international
law and humanity are committed by men and women, not by
abstract entities. And therefore only by punishing
individuals who commit such crimes can the provisions of
international law be enforced.
The
UN Human Rights Committee requires that a state which
has engaged in human rights violations investigate the
facts, take appropriate action, and bring those found
responsible to justice, as well as treat and financially
compensate the victim.
The
UN General Assembly Declaration on Enforced
Disappearances provides that persons who have or are
alleged to have made people forcibly disappear
"shall not benefit from any special amnesty law or
similar measures that might exempt them from any
criminal proceedings or sanction."
The
Inter-American Court has declared that the state has a
legal duty to take reasonable steps to prevent human
rights violations and to use the means at its disposal
to carry out a serious investigation of violations
committed within its jurisdiction, to identify those
responsible, to impose the appropriate punishment and to
ensure the victim adequate compensation.
Article
26 of the Vienna Convention states that a states party
"may not invoke the provisions of its internal law
as justification for its failure to perform a
treaty."
The
Genocide Convention and the Convention against Torture
contain explicit obligations to punish violators. The
later also contains explicit obligations to punish
violators and provides that "each State Party shall
ensure that any individual who alleges he has been
subjected to torture in any territory under its
jurisdiction has the right to complain to and to have
his case promptly and impartially examined by its
competent authorities."
The
ICCPR provides that the right to an effective remedy for
a human rights violation shall be "determined by
competent judicial, administrative, or legislative
authorities, or by any other competent authority
provided for by the legal system of the State."
The
American Convention guarantees a right to judicial
recourse to a competent Court or tribunal for protection
against acts that violate human rights and specifies
that the right to judicial recourse exists, "even
though such violation may have been committed by persons
acting in the course of their official duties," and
that any person claiming a remedy "shall have his
rights provided for by the competent authority in the
legal system of the State." The rights protected by
the American Convention, however, may be restricted
"in accordance with laws enacted for reasons of
general interest...."
Amnesty
via truth commission or state fiat should be resisted in
all instances. Truth in exchange for amnesty may be the
ultimate injury to a victim who has suffered unspeakable
crimes. Further,
resort to truth commissions may not be sufficient to
discharge a state's duties under various instruments of
international law. Only accountability via prosecution
truly exemplifies respect for and adherence to customary
and international law.
As
the chairman of the Inter-American Commission stated in
1989: "A compact by which a whole nation is called
upon to suspend its memories of torture, murder,
forcible 'disappearances' of loved ones, a compact which
would have citizens pretend that the tragic losses and
suffering which they have undergone never occurred, that
... is no bargain. This is not amnesty; it is forcible
amnesia." Theo
van Boven railed against forgetting and impunity,
concluding "it is hard to perceive that a system of
justice that cares for the rights of victims can remain
at the same time indifferent and inert towards gross
misconduct of perpetrators."
An
apathetic and indifferent civil society inclined toward
forgetting and expediency will condone by its inaction
impunity for gross human rights violations and will wake
from its stupor to find little support for its pleas
that individual human rights offences should be
appropriately sanctioned.
If
we do not remain vigilant and determined in our
rejection of truth-for-amnesty regimes in almost all
circumstances, the human rights community will lose its
suasive voice, and human rights law will lose its moral
superiority, as states are likely to stand strong
against impunity only when it is convenient for them to
do so.
|
INTERVIEW
Prof.
William A. Schabas
International
Commissioner, TRC Sierra Leone
‘TRC
does not provide a forum to escape prosecution’
THE
Truth and Reconciliation Commission established as
required by article XXVI of the Lomé Peace
Agreement of July 1999 that ended the armed
conflict in Sierra Leone is set up to create an
impartial historical record of violations and
abuses of human rights and international
humanitarian law related to the armed conflict in
Sierra Leone from the beginning of the conflict in
1991 to the signing of the Lome Peace Agreement.
The Commission is also required to address
impunity, respond to the needs of the victims,
promote healing and reconciliation and work to
prevent a repetition of the violations and abuses
suffered.
Human
Rights Features (HRF): After a long and
difficult journey, the TRC finally started its
historic process in December 2002. Will the TRC be
able to complete its operations and fulfil its
mandate knowing that it has only a year to
accomplish its mission ending in October 2003?
William Schabas (WS): The TRC is well advanced in its work and
should be able to complete the mandate as
proposed. The "statement-taking phase",
which was scheduled to last three or four months,
is nearly completed, and it has been highly
successful. People throughout the country from all
walks of life have come forward to talk about
their experiences, both as victims and
perpetrators. The statements are comprehensive and
provide the TRC with a very strong data base from
which to work.
International consultants familiar with
TRCs have told us that these statements are as
good as anything that they have seen elsewhere,
including South Africa, Guatemala, and so on.
The
"hearings phase", which should have
begun in February, will actually begin in
mid-April so it is about ten weeks behind
schedule. However,
the final phase of the work of the Commission,
which involves writing the report, can probably be
done more quickly than the original four months
that were allotted for this.
In any case, if there are any delays
towards the end, the TRC Act provides for an
extension of six months, so some flexibility here
was already considered when the whole project was
initially conceived.
HRF: In
2001, the Commission started a large public
campaign to publicise its work across the country.
Has this campaign succeeded in creating the public
awareness necessary for the eventual success of
the TRC mandate?
How much is civil society contributing to
the TRC process?
WS: This is one of those areas where there has been good and
productive work, but where one can always do
better. A
lot of energy was devoted to public awareness,
including village meetings, at which all of the
Commissioners participated.
Civil society is participating in a variety
of ways. The
seventy-five statement-takers of the Commission
are drawn principally from NGOs that are
well-implanted with the local populations.
HRF:
The Special Court is in charge of the 'big fish'.
However, the TRC mandate embraces the vast
majority of Sierra Leonean perpetrators. In this
regard the TRC still deals with perpetrators of
gross violations of human rights. How does the TRC
concretely reconcile the objective of addressing
impunity with that of providing perpetrators a
forum to escape prosecution?
WS: The TRC doesn't provide perpetrators with a forum to escape
prosecution. Amnesty was granted in the 1999 Lome
Agreement, and it is the starting point of the
TRC's work. The
TRC counts on voluntary testimony from
perpetrators, including the "big fish",
and it has already found considerable willingness
from those involved to come forward and talk about
what they have done. But there is inevitable
resistance. This
may have more to do with the difficulty people
encounter in speaking publicly about terrible
things they have done, rather than fear of
prosecution.
Whether or not to prosecute before the
Special Court is a discretionary decision that
lies totally with the Court's prosecutor, David
Crane.
There
is an issue that is still somewhat unresolved
concerning the relationship between the Special
Court and the TRC.
Because the TRC counts on voluntary
testimony by perpetrators (although it has the
power to compel testimony by subpoena), some may
be concerned that self-incriminating evidence they
might give could be used against them subsequently
in a prosecution. Prosecutor Crane has indicated
that he is not interested in using testimony or
other information gathered by the TRC, and this
has gone a long way to reassuring those who are
unsure about whether or not they will talk with
the TRC. It
might be good for the Special Court to adopt a
rule by which testimony given to the TRC could not
be used to incriminate the person who gives it.
HRF:
Since transparency is a necessary element of
accountability, will the TRC provide information
relating to the names of alleged perpetrators?
WS: This question has not been decided. Personally, I think it is probably a good idea.
This is especially important in Sierra
Leone, because the amnesty means that the vast
bulk of the perpetrators will not be prosecuted.
Yet surely this should not mean they will
not be stigmatised.
HRF:
How will the TRC address the issue of reparation
for victims? What approach will the TRC have on
the form of reparations?
Did the TRC recommend guidelines to the
government for reparations?
WS: The TRC does not have the resources to provide reparations.
It has been quite clear about this from the
beginning. Of
course, it can make recommendations to the
government on this, and the TRC Act obliges the
government to implement the TRC's recommendations.
It may be interesting to note that in the
statements to the TRC that I have read victims did
not seem to be focussed on reparations.
Rather,
they answered with requests like: "I want my
children to be educated", "I want
materials to build a house", and so on.
In other words, they did not see the way
forward as being one of reparations in a legal
sense, but rather one of better respect for the
economic and social rights.
|
|